(Release No. listing standards would apply to American Depositary Receipts. Manual, As Well As Some Additional New Rules that Make Explicit Existing Exchange Policies with Respect to Initial Listings . Rules - All NYSE Group Exchanges. The NYSE has broad discretion in listing a company. SR-NYSE-2021-76: 34-93862: Dec. 22, 2021: Notice of Filing of Proposed Rule Change to Amend the NYSE Listed Company Manual to Amend Certain of Its Listing and Annual Fees 6 See Section 802.01B of the Manual. Fees The fee schedule for firms wishing to list equities on the NYSE ARCA is as follows: Administrative Fees Listing Fees 3. listing standards would apply to American Depositary Receipts. This document is designed to be a practical guide to the listing process. All rules and rule amendments filed and approved by the SEC pursuant to Section 19 (b) of the Securities and Exchange Act of 1934 and Rule 19b-4 thereafter. 2, the Exchange replaced the proposal in its entirety. each exchange has specific requirements applicable to listed companies to receive shareholder approval before they can issue 20% or more of their outstanding common stock or voting power in a "private offering." Effective April 1, 2019 The Section 303A Corporate Governance Affirmations can be submitted electronically through Listing Manager, the NYSE's fully integrated web application. NYSE Manual Section 102.06 sets forth the initial listing standards that apply to SPACs.6 Currently, in order to list on the Exchange, a SPAC is required to meet, among other standards, 5 In Amendment No. The Listing Fees and Annual Sustaining Fees of the NYSE American Listing Fees. the listing venue of choice for many of the world's most exciting companies. 1003.(c).(i). 4 The Exchange began to list ACs on a regular basis in the last year, so the practice of ACs changing listing venue at the time of their Business Combination has not yet involved any companies transferring away from the NYSE in those circumstances. Effectiveness of Proposed Rule Change to Amend Its Listing Standard for Warrants in Section 703.12 of the Exchange's Listed Company Manual Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act")1 and Rule 19b-4 thereunder,2 notice is hereby given that on January 11, 2018, New York Stock Exchange See Section 1 of the NYSE Listed Company Manual for a more complete description of the initial listing standards. A company should not file an original application until NYSE has provided a notification letter of eligibility clearance and conditions of listing. NYSE American Additional Listing Applications can be submitted electronically through Listing Manager, the NYSE's fully integrated web application. Rules - All NYSE Group Exchanges. . New Listing: Issuers with total shares outstanding of less than 5 million: US$50,000 ($64,555) Issuers with total shares outstanding 5 million to 10 million: US$55,000 ($71,011) • Issuer fails or refuses to pay, when due, any applicable NYSE MKT listing fees NEW YORK STOCK EXCHANGE 1 Exclusive of holdings of officers, directors, controlling shareholders or other family or holders of 10% or more 2 Not compliant if below for 90 consecutive days 3 See Sec. the relevant nyse rules require a listed company to obtain stockholder approval before it issues 1% (or, in certain circumstances, 5%) of its outstanding shares of common stock or voting power pre-issuance to certain related parties [2] and before issuing in excess of 20% of its outstanding shares of common stock or voting power pre-issuance at a … All NYSE exchanges are registered securities exchanges, and are subject to the regulatory oversight of the SEC. 34-86117; File No. This manual is a summary only of the principal US securities and NYSE regulations applicable to the Company. Overview of NYSE Quantitative Initial Listing Standards - The following charts provide an overview of the quantitative initial listing standards for the New York Stock Exchange. NYSE American Additional Listing Applications can be submitted electronically through Listing Manager, . I. . For the full Listing Standards Manual, please click here. The NYSE has broad discretion in listing a company. NYSE Manual Section 102.06 sets forth the initial listing standards that apply to SPACs.6 Currently, in order to list on the Exchange, a SPAC is required to meet, among other standards, 5 In Amendment No. the listing venue of choice for many of the world's most exciting companies. New Listing: Issuers with total shares outstanding of less than 5 million: US$50,000 ($64,555) Issuers with total shares outstanding 5 million to 10 million: US$55,000 ($71,011) 6 See Section 140 of the NYSE American Company Guide. The filing states that these continued listing standards apply to operating companies, however, the Commission Proposals and approvals to amend rules . Listing Manager is available for our NYSE, NYSE American, and NYSE Arca issuer community and replaces its predecessor, . The Listing Fees and Annual Sustaining Fees of the NYSE American Listing Fees. Title: Microsoft Word - Document1 Author: sheak Created Date: 6/18/2010 10:03:32 AM Application Fee: US$5,000 (Payment to be applied toward final filing fee assessed.) You should refer to the current definitive text of the relevant rules and forms before making decisions or using the forms to prepare any reports or filings. Listing Manager is available for our NYSE, NYSE American, and NYSE Arca issuer community and replaces its predecessor, eGovDirect. Here you will find essential information your company needs to pursue a listing on Nasdaq, including timelines, document checklists, listing requirements, and fee structures. SR-NYSE-2018-46) June 14, 2019 Self-Regulatory Organizations; New York Stock Exchange LLC; Order Disapproving a Proposed Rule Change to Amend the Listed Company Manual for Special Purpose Acquisition Companies To Reduce the Continued Listing Standards for Public Holders from 300 to 100 and For a NYSE American issuer to issue additional shares or effective certain other corporate changes, it must seek NYSE authorization and file an Additional Listing Application. Visit the Listing section of the NYSE website to find resources for companies seeking to list, including company manuals, listing standards, and listing fees. 34-86117; File No. Listing Manager is available for our NYSE, NYSE American, and NYSE Arca issuer community and replaces its predecessor . Choose Your Market. Here you will find essential information your company needs to pursue a listing on Nasdaq, including timelines, document checklists, listing requirements, and fee structures. The Shopify platform offers online retailers a suite of services including payments, marketing, shipping and customer engagement tools. 7 See Sections 802.01B(I), (II), (III) and (IV ) of the Manual. The first part of the guidance includes new developments from last year's annual guidance memo, including a reminder of the launch of the next phase of the NYSE's Listing Manager on April 1, 2019. September 2014 A Compliance Manual for Non- US Companies | September 2014 ii Application Fee: US$5,000 (Payment to be applied toward final filing fee assessed.) NYSE - the world's listing venue for mid- and large-cap companies across all verticals. US Securities and NYSE Regulation A Compliance Manual for Non-US Companies As a result of registration of ordinary shares including in the form of American Depositary Shares ("ADSs") under the US securities laws and the listing of ordinary shares or ADSs on the New York Stock Exchange (the "NYSE"), NYSE American is a competitively priced venue that blends unique features derived from the NYSE, such as electronic Designated Market Makers (e-DMMs) with quoting obligations for each NYSE American-listed company, with NYSE Arca's fully electronic price/time priority execution model. 7 See Sections 802.01B(I), (II), (III) and (IV ) of the Manual. 6 See Section 802.01B of the Manual. On April 30, 2013, the New York Stock Exchange LLC ("NYSE" or the "Exchange") filed with the Securities and Exchange Commission ("SEC" or "Commission"), pursuant to Get Started. • Issuer fails or refuses to pay, when due, any applicable NYSE MKT listing fees NEW YORK STOCK EXCHANGE 1 Exclusive of holdings of officers, directors, controlling shareholders or other family or holders of 10% or more 2 Not compliant if below for 90 consecutive days 3 See Sec. Please note that original signatures are required for all forms. Shopify Inc. is a Canadian multinational e-commerce company headquartered in Ottawa, Ontario.It is also the name of its proprietary e-commerce platform for online stores and retail point-of-sale systems. Section 312.03 of the NYSE's Listed Company Manual requires companies to obtain shareholder approval before issuing common stock (or securities convertible into or exercisable for common stock) in a private placement that constitutes 20% or more of the company's pre-transaction outstanding common stock or voting power at a discounted price . Title: Microsoft Word - Document1 Author: sheak Created Date: 6/18/2010 10:03:32 AM 1003.(c).(i). <3h>NYSE American Initial/Annual Corporate Governance Affirmation The Section 303A Corporate Governance Affirmations can be submitted electronically through Listing Manager, the NYSE's fully integrated web application. The first step in the application process is to contact NYSE to request a confidential review of eligibility. Introduction . Get stock market quotes, personal finance advice, company news and more. How to Apply Getting listed on the NYSE ARCA is a four-step process. Step 1. All rules and rule amendments filed and approved by the SEC pursuant to Section 19 (b) of the Securities and Exchange Act of 1934 and Rule 19b-4 thereafter. The first part of the guidance includes new developments from last year's annual guidance memo, including a reminder of the launch of the next phase of the NYSE's Listing Manager on April 1, 2019. The filing states that these continued listing standards apply to operating companies, however, the Commission NYSE American - the leading global marketplace for small-cap companies. The NYSE's Listing Manager is the NYSE's online portal that allows NYSE-listed issuers to, among other things, update, file, and manage listing and . All NYSE exchanges are registered securities exchanges, and are subject to the regulatory oversight of the SEC. SR-NYSE-2021-76: 34-93862: Dec. 22, 2021: Notice of Filing of Proposed Rule Change to Amend the NYSE Listed Company Manual to Amend Certain of Its Listing and Annual Fees Visit the Listing section of the NYSE website to find resources for companies seeking to list, including company manuals, listing standards, and listing fees. Proposals and approvals to amend rules . The NYSE's Listing Manager is the NYSE's online portal that allows NYSE-listed issuers to, among other things, update, file, and manage listing and . Section 312.03 of the NYSE's Listed Company Manual requires companies to obtain shareholder approval before issuing common stock (or securities convertible into or exercisable for common stock) in a private placement that constitutes 20% or more of the company's pre-transaction outstanding common stock or voting power at a discounted price . 2, the Exchange replaced the proposal in its entirety. See Section 1 of the NYSE Listed Company Manual for a more complete description of the initial listing standards. MarketWatch provides the latest stock market, financial and business news. on nasdaq, the nYSe or the nYSe American LLC ("nYSe American") (collectively, the "exchanges"). Effectiveness of Proposed Rule Change to Amend Its Listing Standard for Warrants in Section 703.12 of the Exchange's Listed Company Manual Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act")1 and Rule 19b-4 thereunder,2 notice is hereby given that on January 11, 2018, New York Stock Exchange (Release No. NYSE American, formerly known as the American Stock Exchange (AMEX), and more recently as NYSE MKT, is an American stock exchange situated in New York City.AMEX was previously a mutual organization, owned by its members.Until 1953, it was known as the New York Curb Exchange.. NYSE Euronext acquired AMEX on October 1, 2008, with AMEX integrated with the Alternext European small-cap exchange and . We offer several different markets designed to meet the needs of companies of all sizes with all different issue types (stocks, bonds, ETPs, etc). NYSE ARCA Listing Requirements. Debt Instruments and Purchase Rights $2,500 For a full listing guide please click here. The NYSE ARCA, standing for New York Stock Exchange, Archipelago Exchange, is the electronically based tier of the NYSE with its own listing requirements.Located in Chicago, NYSE ARCA employs high-speed electronic trading technology allowing for quick and efficient trades across the United States. BX Venture Market Listing Rules: Equity 3A: Other Listing Rules and Rules Regarding Unlisted Trading Privileges : Equity 4: Equity Trading Rules: Equity 5: Reserved: Equity 6: BX Risk Management Service; Other Systems and Programs: Equity 7: Pricing Schedule: Equity 8: Reserved: Equity 8A : Reserved : Equity 9: Business Conduct: Equity 10 . 5 See Section 902.02 of the Manual. This document is designed to be a practical guide to the listing process. SR-NYSE-2018-46) June 14, 2019 Self-Regulatory Organizations; New York Stock Exchange LLC; Order Disapproving a Proposed Rule Change to Amend the Listed Company Manual for Special Purpose Acquisition Companies To Reduce the Continued Listing Standards for Public Holders from 300 to 100 and Overview of NYSE Quantitative Initial Listing Standards - The following charts provide an overview of the quantitative initial listing standards for the New York Stock Exchange.

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