nyse interim written affirmation

The NYSE has expressly stated that it will not accept Written Affirmations that have been retyped or modified, or if any text has been deleted. press releases, reporting of dividends, timely filing of annual and interim written affirmations. NYSE MKT COMPANY GUIDE * * * * * PART 8. If the Company is unable to execute this Annual Written Affirmation without qualification, it must check this box. 7. (Section 303A.02(b)(i)) In addition, each listed company must submit an interim Written Affirmation each time a change occurs to the board or any of the committees subject to Section 303A. Braskem must submit an executed written affirmation annually to the NYSE and an interim written affirmation to the NYSE each time a change occurs to Braskem's board of directors or any committees of Braskem's board of directors that are subject to Section 303A, in each case in the form specified by the NYSE. • Prepare the annual and interim written affirmations to be filed with the NYSE • Prepare board minutes and corporate resolutions • Draft and file the annual proxy statement and any other required proxy statements • Act as Plan Administrator for director and officer deferral accounts The annual and interim Written Affirmations must be in the form specified by the NYSE. (Section 303A.12(c)) In addition, each listed company must submit an interim Written Affirmation each time a change occurs to the board or any of the committees subject to Section 303A. The annual and interim Written Affirmations must be in the form specified by the NYSE. annual meeting in a form provided by the NYSE. Written Affirmation annually to the NYSE. 1 Checklist: Shareholder Proposals - Rule 14a-8(i)(1) Improper Under State Law By TheCorporateCounsel.net. INSTRUCTIONS: Please provide the following information for each director currently serving on the Company's board of directors. 1 The CEO must only comply with Section 303A.12 (b) and (c). 1 NYSE Domestic Company Interim Corporate Governance Affirmation Company Name: Symbol: Notice of Non-compliance: Yes1 No Part I. NYSE American - Interim Special Entity Written Affirmation The Aggregation Test To meet stockholder approval requirements (for example, Section 712 and 713 of the NYSE American Company Guide), NYSE American staff may aggregate two or more transactions when they constitute one larger transaction. The Company hereby affirms to the NYSE that, as of the date of this Interim Written Affirmation, it is in full compliance with Rule IOA-3. Text of Rule 14a-8(i)(1): Improper under state law - If the proposal is not a proper subject for action by shareholders under the laws of the jurisdiction of the company's organization. In addition, an interim Written Affirmation and CEO Certification must be filed within 5 business days of any triggering event specified in the form. The Exchange also proposes to add new Section 303A.12(c) to require that a listed company submit annual Written Affirmations to the NYSE, in a form specified by the Exchange, regarding details of compliance or non-compliance with Section 303A, as well as interim Written Affirmations each time a change occurs to the board of any of the . On October 1, 2018, the Partnership submitted to the New York Stock Exchange (the "NYSE") an interim written affirmation notifying the NYSE that, due to the resignation of Mr. Evans from the Board effective on October 1, 2018, the Partnership is not in compliance with Section 303A.07(a) of the NYSE Listed Company Manual. • Listed companies must promptly file interim Written Affirmations of compliance with the corporate governance standards whenever there 1 If this Interim Written Affirmation has been signed by the Company's CEO, the Company need not also subm ita notice of noncompliance as req uired by Section 303A.12(b). The Domestic Company and Foreign Private Issuer Section 303A Annual and Interim Written Affirmations may be submitted electronically through egovdirect.com. • a member has been added to the audit committee; In addition, a listed company must file an Interim Written Affirmation promptly (within 5 business days) after any triggering event specified on that form. NYSE Regulation 11 Wall Street New York, New York 10005 Page 1 of 7 TO: NYSE American Listed Company Executives . May 12, 2010. (Section 303A.12) In addition, the amendments add an explicit requirement that all listed companies submit annual and interim written affirmations to the NYSE. Each listed company must submit an executed Written Affirmation annually to the NYSE. Interim Written Affirmation dated September 28, 2012. NYSE - Interim Written Affirmation 2010. Forms of all the affirmations are also available on www.nyx.com. (iii) provide periodic written affirmations to the NYSE with respect to its corporate governance practices; and (iv) provide a brief description of significant differences between its corporate governance practices and those followed by U.S. companies. The NYSE sent a reminder to its U.S.-listed companies earlier this week, covering a range of regulatory requirements. NYSE MKT proposes to amend Part 8 of the Company Guide to (i) require the CEOs of listed companies to provide annual certification with respect to the company's compliance with the requirements of Part 8 of the Company Guide, (ii) require listed companies to submit annual and interim written affirmations, and (iii) make certain other clarifying . The Written Affirmation relating to compliance with the NYSE's audit committee requirements will still be required to be filed with the NYSE approximately 30 days after the annual shareholder meeting. Under Section 303A of the NYSE Listed Company Manual, NYSE-listed non-US companies may, in general, follow their home country corporate governance practices in lieu of most of the new NYSE corporate governance requirements. The information contained in this Current Report on Form 8-K is hereby incorporated by reference into (i) the registration statement on Form S-3 (File No. committee has a written charter that meets the requirements of Section 303A.07 of the Manual. Once initial Section 303A Annual Written Affirmation is filed, file Section 303A Interim Written Affirmation promptly, in hard copy or electronically, after each . Submit NYSE annual and interim affirmations. See Section 303A.00 for information about these categories. In addition, the Company must submit an executed written affirmation annually and an interim written affirmation upon the occurrence of any of the events listed in the foreign private issuer interim written affirmation form by the NYSE. Written Affirmation/CEO Certification: Companies must provide the annual written affirmation and CEO Certification to the NYSE no later than 30 days after the annual shareholders' meeting. In addition, each listed company must submit an interim Written Affirmation as and when required by the interim Written Affirmation form specified by the NYSE. This memorandum is not intended to provide legal advice, and no legal or NYSE. executed Written Affirmation annually to the NYSE. Under Section 303A of the NYSE Listed Company Manual, NYSE-listed non-US companies may, in general, follow their home country corporate governance practices in lieu of most of the new NYSE corporate governance requirements. nyse requires listed companies to submit an annual written affirmation each calendar year regarding their compliance with nyse's corporate governance rules. Company is in Compliance If the Company is in compliance with Section 303A.062 following the event(s) checked above, it must check the box below. For an Initial Affirmation, I hereby certify that the audit committee charter is currently available on the Company's website at the link provided in the box below, or will be available on the Company's website within the applicable timeline Línea Transparente NYSE-listed companies must file an interim affirmation within five business days to report the departure of a director (other than as a result of the expiration of the director's term). NYSE May Issue Public Reprimand Letters preparing and filing all NYSE-required reports, including Annual CEO Certifications, Annual and Interim Written Affirmations, and reports related to dividend declarations facilitating and distributing meeting materials in connection with disclosure committee meetings Revised 1/4/10. The annual and interim Written Affirmations must be in the form specified by the NYSE. The Company hereby affirms to the NYSE that, as of the date of this Interim Written Affirmation, it is not in compliance with Rule 10A-3. Interim written affirmations (within 5 business days) must be submitted any time a change occurs in the composition or independence of the Board or any of its committees and certain other matters. September 22, 2009. 1 If this Interim Written Affirmation has been signed by the Company's CEO, the Company need not also submit a notice of noncompliance as required by Section 303A.12(b). Written Affirmation, the Company hereby affirms the following to the NYSE2: Audit Committee (Section 303A.063) The Company has an audit committee meeting the requirements of Securities Exchange Act Rule IOA-3 ("Rule IOA-3") or is exempt therefrom. NYSE-listed companies must adopt and disclose corporate governance guidelines. executed Written Affirmations to the NYSE annually regarding details of compliance with the corporate governance rules, as well as interim Written Affirmations each time a change occurs to the board or to any of the committees subject to the corporate governance rules. 303A.13 The NYSE may issue a public reprimand letter to any listed company that . Responsible . In addition, the NYSE will now require interim certifications whenever: • A director is added or removed from the board, and NYSE requires listed companies to submit an annual written affirmation each calendar year regarding their compliance with NYSE's corporate governance . Interim Written Affirmations. ○ NYSE-listed companies: Loss of SRC status triggers the filing of an interim written affirmation, and changes in board and committee composition will also trigger interim written affirmation filings ○ Nasdaq-listed companies: Must certify to Nasdaq of compliance with enhanced compensation committee standards within 6 months 1 Determination Date is defined for purposes of Section 303A.00 to be the date at the end of the company's most recently completed second fiscal quarter when it tested its status as a foreign private issuer . NYSE requires listed companies to submit an annual written affirmation each calendar year regarding their compliance with NYSE's corporate governance . o The Company hereby affirms to the NYSE that, as of the date of this Interim Written Affirmation, it is not in compliance with Section 303A. Comparable provisions do not exist under Argentine law and CNV standards. Nasdaq-listed companies need only certify upon their initial listing. Bladex has been serving the Latin American market since 1979, meeting the capitalization needs of other banks in the Region, as well as granting financing to medium and large-sized corporations to support their business operations. The annual and interim Written Affirmations must be in the form specified by the NYSE. promptly submit an interim written a ffirmation after becoming aware of any noncompliance with . * * * Any questions concerning the foregoing should be addressed to any of the following. Annual and Interim Written Affirmations The amendments require any qualifications to the annual CEO certification to be specified and disclosed. This requirement is in addition to the existing annual CEO certification that now must be filed at the same time as the Written Affirmation. Unlike the Form 8-K, there is no exception in the NYSE notification requirement for reporting the death of a director. We filed our most recent annual written affirmation, in the form specified by NYSE, on June 21, 2018. Exhibits to the Written Affirmations may be typed . Companies will also be required to submit to the NYSE a shorter form of Written Affirmation on an interim basis each time a director is added to, or removed from, the board. INSTRUCTIONS: Companies listed on the Exchange must comply with the corporate governance requirements set forth in Section 303A of the NYSE Listed Company Manual (the "Manual"). the NYSE's Listed Company Manual; 3 The Company must submit an executed written affirmation annually to the NYSE affirming the Company's compliance with applicable NYSE Corporate Governance Standards and submit an interim written affirmation notifying it of specified changes to its audit committee or a change to the On November 16, 2017, we filed with the New York Stock Exchange ("NYSE") a qualified Domestic Company 303A Interim Written Affirmation notifying the NYSE that, due to the resignation of Mr. Rattie, the Company has only two independent directors serving on its Audit Committee. Review and/or prepare all SEC and NYSE filings, including Annual/Quarterly Reports on Forms 10-K/Q, Current Reports on Form 8-K, Section 16 filings (Forms 3/4/5), annual Proxy Statements, Annual/Interim Written Affirmation filings and others; Review and provide input on earnings releases, press releases, and stockholder and investor . Written Affirmations must besubmitted annually after the board appoints the audit committee and at any subsequent timewhen the composition of the audit committee changes.Form of Written Affirmation All Written Affirmations, annual or interim, must be executed in the form provided bythe NYSE, without modification. To amend the General Application section to specify that listed Exchange Traded Funds that are open end management investment companies, foreign private issuers, and preferred and debt listed companies (to the extent these companies must comply with Section 303A.06) will be required to submit the Annual and Interim Written Affirmations. Philippine Long Distance Telephone Company (Ticker Symbol: PHI) Exhibit C to the Foreign Private Issuer Section 303A Annual Written Affirmation Page 1 of 5 The Company hereby affirms to the NYSE that, as of the date of this Interim Written Affirmation, it is not in compliance with Rule IOA-3. We filed our most recent interim written affirmation consequent to appointment of Ms. Shikha Sharma as a February 13, 2019. NYSE with annual and interim written affirmations as required under the NYSE corporate governance rules; and (4) we must provide a brief description of any significant differences between our corporate governance practices and those followed by U.S. companies under NYSE listing standards. Neither Luxembourg law nor our articles of association require the adoption or disclosure of corporate governance guidelines. Determination Date is defined for purposes of Section 303A.00 to be the date at the end of the company's most recently completed second fiscal quarter when it tested its status as a foreign private 1 If this Interim Written Affirmation has been signed by the Company's CEO, the Company need not also subm ita notice of noncompliance as req uired by Section 303A.12(b). NYSE Proposes to Amend Its Corporate Governance Rules In August 2004, the NYSE filed with the SEC proposed . File Section 303 Annual Written Certification with NYSE promptly after Audit Committee appointed, certifying as to Audit Committee membership and independence ; Interim Certification. If the interim written affirmation relates to noncompliance with Part 8 of the Company Guide and is being submitted to the Exchange to satisfy the . required by the interim Written Affirmation form specified by the NYSE. 1 Determination Date is defined for purposes of Section 303A.00 to be the date at the end of the company's most recently completed second fiscal quarter when it tested its status as a foreign private o The Company hereby affirms to the NYSE that, as of the date of this Interim Written Affirmation, itis not in compliance with Section 303A. Ralph Lauren Corporation (NYSE:RL) is a global leader in the design, marketing and distribution of premium lifestyle products in five categories: apparel, accessories, home, fragrances, and . 1. In addition, a listed company must file a separate annual written affirmation regarding ongoing NYSE obligations, and may have to provide interim affirmations if various triggering events occur. However, all NYSE-listed foreign private issuers must comply with NYSE Sections 303A.06, 303A.11, 303A.12(b) and 303A.12(c). NYSE - Interim Written Affirmation 2009. we must submit an executed written affirmation annually and an interim written affirmation each time a change occurs to the board or the . Questions relating to the corporate governance affirmations or NYSE corporate governance standards may be directed to +1 212 656 4542. The forms must be saved to a local desktop drive before the work completed within the forms can be saved. of Proposed Rule Change Part 8 of the NYSE MKT Company Guide to (i) Require the Chief Ex ecutive Officers of Listed Companies to Provide Annual Certification with Respect to the &RPSDQ\¶V&RPSOLDQFHZLWKW KH5HTXLUHPHQWVRI3DUW RIWKH&RPSDQ\*XLGH LL 5HTXLUH Listed Companies to Submit Annual and Interim Written Affirmations, and (iii) Make Certain The amendments now require each company to submit a written affirmation annually to the NYSE relating to its compliance with the corporate governance rules. The NYSE has maintained that these certifications are required, and the revisions simply formalize those requirements. Written Affirmation annually to the NYSE. Domestic companies are not required to submit an Interim Written Affirmation for changes that occur within 30 days after the annual meeting, as these can be included in the Annual Written . The below NYSE Section 303A Corporate Governance Affirmations forms are interactive. preparing and filing all NYSE-required reports, including Annual CEO Certifications, Annual and Interim Written Affirmations, and reports related to dividend declarations facilitating and distributing meeting materials in connection with disclosure committee meetings 333-200714) of Dorian LPG Ltd. (the "Company"), filed with the U.S. Securities and Exchange Commission (the "Commission") on June 29, 2015 and (ii) the registration statement on Form S-3 (File No. Ethics Line . In addition, each listed company must submit an interim Written Affirmation each time a change occurs to the board or any of the committees subject to Section 303A. Each company must also submit to the NYSE an interim written affirmation each time a change occurs to the company's board or to any of the committees subject to the corporate governance rules. . Corporate Governance Requirements (§§801 -[809] 810 ) . In addition, each listed company must submit an interim Written Affirmation as and when required by the interim Written Affirmation form specified by the NYSE. o The Company hereby affirms to the NYSE that, as of the date of this Interim Written Affirmation, itis not in compliance with Section 303A. 333-208375) of the Company, filed with the . 1 Exhibit C to Foreign Private Issuer Section 303A Interim Written Affirmation CORPBANCA (NYSE: BCA) The following is a list of the current members of the audit committee.1 As stated in Exhibit D, the Company is relying on the Rule 10A-3(c)(3) exemption.2 Gustavo Arriagada Morales*

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